Rule 9 (2015). Punitive Administrative Proceedings for potential violations of the provisions for the Prevention of Money Laundering, the Financing of Terrorism and Financing the Proliferation of Weapons of Mass Destruction applicable to Regulated Entities
Rule 7 (2015). Warning signs catalog for the detection of suspicious transactions related to Money Laundering, the Financing of Terrorism and Financing the Proliferation of Weapons of Mass Destruction
Rule 5 (2015). Prevention of the Misuse of Services provided by other Regulated Entities under the supervision of the Superintendency of Banks
Agreement 10 (2000). Whereby the provisions on compliance program and compliance officer are updated. This Rule rescinds Rule 8-2000. O.G. 24219 dated 15 January 2001.